Kari Tavener

Compliance Specialist

BA

 

Email: ktavener@mcacrossborder.com

 

Kari works is a Compliance Specialist at MCA Cross Border Advisors Inc.

Kari Tavener works as a Compliance Specialist at MCA Cross Border Advisors, bringing over two decades of leadership in regulatory risk management, trade surveillance, and policy development across Canada’s financial sector. Kari has consistently driven operational efficiencies while ensuring adherence to complex regulatory frameworks.

Throughout her career, Kari has served as Chief Compliance Officer, Chief Anti-Money Laundering Officer, and Chief Privacy Officer, overseeing key areas such as policy implementation, training, and regulatory audits.

Kari’s extensive committee work reflects her thought leadership in the compliance space, including serving on the Market Structure Advisory Committee for the Ontario Securities Commission and contributing to CIRO’s Fair Pricing and Fixed Income Reporting Committee. She is passionate about developing high-performance teams and fostering a culture of integrity and accountability.

Kari holds a Bachelor of Arts in Economics from the University of Western Ontario and has completed extensive professional certifications, including the Chief Compliance Officer course from the Canadian Securities Institute.

EDUCATION
  • Bachelor of Arts, Economics University of Western Ontario
  • Business Administration, Humber College
 
CERTIFICATIONS & MEMBERSHIPS
  • Compliance and Legal Section Executive Committee
PRIOR CERTIFICATIONS & MEMBERSHIPS
  • Market Structure Advisors Committee (OSC)
  • Market Rules Advisors Committee (CIRO)
  • Compliance and Legal Section Representative, Institutional Subcommittee
  • IIROC and OSC Lead, Canadian Dealer Offer Rate (CDOR) Working Group, Bank of Canada
  • Fair Pricing and Fixed Income Reporting Committee (IIROC)

 

CROSS BORDER PROFESSIONALS

Matt C.          Altro

Matt C. Altro

President & CEO

Sherry Zheng

Sherry Zheng

Vice-President - Tax Services

Jonah Ravel

Jonah Ravel

Director - Cross Border Financial Planning

Elena Trigiani

Elena Trigiani

Director of Operations

Greg Tomkins

Greg Tomkins

Director - Cross Border Portfolio Management

Adam Birzgalis

Adam Birzgalis

Head of Investment Oversight and Compliance Specialist

Jessica Lachance

Jessica Lachance

Senior Cross Border Financial Planner & Estate Planning Specialist

Brad Hemphill

Brad Hemphill

Senior Cross Border Financial Planner

Adam Carris

Adam Carris

Cross Border Financial Planner & Portfolio Manager

Victoria Zaremba

Victoria Zaremba

Cross Border Financial Planner

Brandon Lapstra

Brandon Lapstra

Cross Border Financial Planner

Kari Tavener

Kari Tavener

Compliance Specialist

Nancy Zheng

Nancy Zheng

Senior Tax Manager

Kelvin So

Kelvin So

Senior Investment Analyst

Leanne Milech

Leanne Milech

Cross Border Wealth Strategist

Casper Wong

Casper Wong

Manager, Cross Border Tax

Ye Zhou

Ye Zhou

Cross Border Tax Associate

Nakeita McKnight-Monrose

Nakeita McKnight-Monrose

Client Services & Administration Specialist

Raeline Moreau

Raeline Moreau

Client Services & Operations Coordinator

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